Filing Details
- Accession Number:
- 0001140361-11-055619
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-01 16:28:49
- Reporting Period:
- 2011-11-29
- Filing Date:
- 2011-12-01
- Accepted Time:
- 2011-12-01 16:28:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 944480 | Gse Systems Inc | GVP | Services-Prepackaged Software (7372) | 521868008 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1534214 | M Phillip Polefrone | Gse Power Systems 1332 Londontown Blvd Sykesville MD 21784 | Sr Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-29 | 2,925 | $2.05 | 12,725 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-11-29 | 2,075 | $2.03 | 14,800 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-11-30 | 5,000 | $1.99 | 19,800 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | $1.85 | 2018-11-11 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-11-11 | 100,000 | 100,000 | Direct |
Footnotes
- Exercisable as follows: 20,000 11/11/2012; 20,000 11/11/2013; 20,000 11/11/2014; 20,000 11/11/2015; 20,000 11/11/2016
Billionaire Hedge Funds
