Filing Details
- Accession Number:
- 0001209191-11-058772
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-01 16:25:25
- Reporting Period:
- 2011-11-29
- Filing Date:
- 2011-12-01
- Accepted Time:
- 2011-12-01 16:25:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365280 | Jr F Robert Birch | P.o. Box 966 Conway AR 72033 | Centennial Bank Regional Pres. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-29 | 3,000 | $8.68 | 5,285 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-29 | 2,500 | $23.75 | 2,785 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2011-11-29 | 3,000 | $0.00 | 3,000 | $8.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2001-11-30 | 2011-11-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 48,385 | Indirect | By the Bob Birch Trust |
| Common Stock | 2,989 | Indirect | By IRA |
| Common Stock | 664 | Indirect | By wife's IRA |
| Common Stock | 11,407 | Indirect | By 401(k) |
| Common Stock - Restricted | 4,919 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Stock Option | $11.09 | 2010-01-01 | 2016-03-13 | 14,826 | 14,826 | Direct |
| Common Stock | Stock Option | $8.68 | 2002-11-30 | 2012-11-30 | 12,097 | 12,097 | Direct |
| Common Stock | Stock Option | $8.68 | 2003-11-30 | 2013-11-30 | 12,095 | 12,095 | Direct |
| Common Stock | Stock Option | $8.68 | 2004-11-30 | 2014-11-30 | 12,095 | 12,095 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-03-13 | 14,826 | 14,826 | Direct |
| 2012-11-30 | 12,097 | 12,097 | Direct |
| 2013-11-30 | 12,095 | 12,095 | Direct |
| 2014-11-30 | 12,095 | 12,095 | Direct |
Footnotes
- Restricted Stock granted on January 22, 2010 will vest in 33 1/3% installments over three years each January 22nd.
- Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
- Includes 7.896 shares liquidated by the Home BancShares, Inc. 401(k) Plan to reimburse the plan for monthly management fees since the last filing.
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