Filing Details
- Accession Number:
- 0001209191-11-058768
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-01 16:22:41
- Reporting Period:
- 2011-11-30
- Filing Date:
- 2011-12-01
- Accepted Time:
- 2011-12-01 16:22:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1365238 | Randall Sims | P.o. Box 966 Conway AR 72033 | Homb & Centennial Bank Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-30 | 20,000 | $6.17 | 77,528 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-30 | 20,000 | $24.44 | 57,528 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2011-11-30 | 20,000 | $0.00 | 20,000 | $6.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,159 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2 | Indirect | By wife as custodian for Daniel Sims |
Common Stock | 28,829 | Indirect | By IRA |
Common Stock | 6,372 | Indirect | By 401(k) |
Common Stock - Restricted | 6,719 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance Stock Option | $11.09 | 2010-01-01 | 2016-03-13 | 35,582 | 35,582 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-03-13 | 35,582 | 35,582 | Direct |
Footnotes
- The option is exercisable in five equal annual installments. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 1999 and expires on December 31, 2009.
- Restricted Stock granted on January 22, 2010 will vest in 33 1/3% installments over three years each January 22nd.
- Includes 855.284 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
- Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
- Includes 0.017 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan.
- The reporting person had 1,100 shares vest since the last filing.