Filing Details
- Accession Number:
- 0001181431-11-058176
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-01 16:15:00
- Reporting Period:
- 2011-11-29
- Filing Date:
- 2011-12-01
- Accepted Time:
- 2011-12-01 16:15:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1259429 | Ticc Capital Corp. | TICC | () | 200118736 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1009121 | M Charles Royce | C/O Ticc Capital Corp. 8 Sound Shore Drive, Suite 255 Greenwich CT 06830 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-29 | 10,000 | $8.46 | 348,532 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-11-29 | 1,200 | $8.42 | 349,732 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-11-29 | 200 | $8.41 | 349,932 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |