Filing Details

Accession Number:
0001181431-11-058176
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-01 16:15:00
Reporting Period:
2011-11-29
Filing Date:
2011-12-01
Accepted Time:
2011-12-01 16:15:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1259429 Ticc Capital Corp. TICC () 200118736
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1009121 M Charles Royce C/O Ticc Capital Corp.
8 Sound Shore Drive, Suite 255
Greenwich CT 06830
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-29 10,000 $8.46 348,532 No 4 P Direct
Common Stock Acquisiton 2011-11-29 1,200 $8.42 349,732 No 4 P Direct
Common Stock Acquisiton 2011-11-29 200 $8.41 349,932 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct