Filing Details
- Accession Number:
- 0001209191-11-058733
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-01 15:46:03
- Reporting Period:
- 2011-11-29
- Filing Date:
- 2011-12-01
- Accepted Time:
- 2011-12-01 15:46:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 704532 | Nanometrics Inc | NANO | Measuring & Controlling Devices, Nec (3829) | 942276314 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296648 | V Norman Coates | C/O Nanometrics, Inc. 1550 Buckeye Drive Milpitas CA 95035 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-29 | 400 | $5.81 | 2,385 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-29 | 400 | $16.50 | 1,985 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-11-29 | 400 | $0.00 | 400 | $5.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,934 | 2014-08-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,132,460 | Indirect | See footnote |
Footnotes
- Shares held of record by the Vincent J. Coates Separate Property Trust, U/D/T dated August 7, 1981, for which Norman Coates and Stella Coates act as co-trustees.
- The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of grant.
Billionaire Hedge Funds
