Filing Details
- Accession Number:
- 0001181431-11-058051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-30 21:51:36
- Reporting Period:
- 2011-11-28
- Filing Date:
- 2011-11-30
- Accepted Time:
- 2011-11-30 21:51:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1403853 | Heckmann Corp | HEK | Oil & Gas Field Services, Nec (1389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
904781 | J Richard Heckmann | C/O Heckmann Corporation 300 Cherrington Parkway, Suite 200 Coraopolis PA 15108 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Disposition | 2011-11-28 | 14,000 | $5.40 | 12,300,736 | No | 4 | S | Indirect | See footnote |
Common Stock, Par Value $0.001 | Disposition | 2011-11-29 | 21,000 | $5.42 | 12,279,736 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 | 250,000 | Direct | |
Common Stock, Par Value $0.001 | 4,500 | Indirect | See footnote |
Common Stock, Par Value $0.001 | 4,500 | Indirect | See footnote |
Common Stock, Par Value $0.001 | 29,000 | Indirect | See footnote |
Footnotes
- Sale was made pursuant to a trading plan under Rule 10b5-1 under the United States Securities and Exchange Act of 1934, as amended, which was adopted on November 15, 2011, and disclosed in the current report on Form 8-K filed by Heckmann Corp. with the United States Securities Exchange Commission on November 23, 2011, and reflects the decision of the broker hired to manage the plan.
- All shares are directly owned by Heckmann Acquisition, LLC, of which Heckmann Enterprises, Inc. is the sole member. The Reporting Person is the sole shareholder of Heckmann Enterprises, Inc. The Reporting Person disclaims beneficial ownership of the shares of the Issuer owned by Heckmann Acquisition, LLC except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- Shares held of record by children who reside with Mr. Heckmann.
- Shares held of record by Wendy Hope Heckmann, who shares the Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by his spouse, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. See Form 4 filed November 22, 2011 related to transactions related to these shares.