Filing Details
- Accession Number:
- 0001209191-11-058590
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-30 20:32:28
- Reporting Period:
- 2011-11-28
- Filing Date:
- 2011-11-30
- Accepted Time:
- 2011-11-30 20:32:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 827809 | Qlt Inc | QLTI | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1369220 | R Alexander Lussow | C/O Qlt Inc. 887 Great Northern Way, Suite 101 Vancouver A1 V5T 4T5 | Sr. Vp, Bus. Dev. & Comm. Op. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-28 | 5,600 | $3.61 | 25,600 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-28 | 5,600 | $7.03 | 20,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-29 | 24,400 | $3.62 | 44,400 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-29 | 4,400 | $6.85 | 40,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-29 | 20,000 | $6.73 | 20,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-11-28 | 5,600 | $0.00 | 5,600 | $3.61 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-11-29 | 24,400 | $0.00 | 24,400 | $3.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 144,400 | 2013-05-17 | No | 4 | M | Direct | |
| 120,000 | 2013-05-17 | No | 4 | M | Direct |
Footnotes
- Price reflects the conversion of Canadian dollars to U.S. dollars based on the exchange rate in effect as of the date of reportable event.
- This transaction was executed in multiple trades in prices ranging from $6.9924 to $7.0379 (after reflecting the conversion of Canadian dollars to U.S. dollars). The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades in prices ranging from $6.8153 to $6.9415 (after reflecting the conversion of Canadian dollars to U.S. dollars). The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades in prices ranging from $6.69 to $6.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- The option vests in 36 equal monthly installments, beginning on June 17, 2008.
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