Filing Details
- Accession Number:
- 0001179110-11-015802
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-30 19:44:10
- Reporting Period:
- 2011-11-28
- Filing Date:
- 2011-11-30
- Accepted Time:
- 2011-11-30 19:44:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1080014 | Theravance Inc | THRX | Pharmaceutical Preparations (2834) | 943265960 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1302448 | J Bradford Shafer | Theravance, Inc. 901 Gateway Boulevard South San Francisco CA 94080 | Sr Vp, Gen. Counsel, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-28 | 14,076 | $8.53 | 354,544 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-28 | 16,129 | $8.53 | 370,673 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-28 | 20,000 | $21.00 | 350,673 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-28 | 14,076 | $0.00 | 14,076 | $8.53 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-28 | 16,129 | $0.00 | 16,129 | $8.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-24 | No | 4 | M | Direct | |
| 0 | 2012-02-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,750 | Indirect | by child's trust |
| Common Stock | 2,750 | Indirect | by child's trust |
| Common Stock | 2,750 | Indirect | by child's trust |
Footnotes
- Dispositions made pursuant to a plan intended to comply with rule 10b5-1(c).
- This transaction was executed in multiple trades at prices from $21.00 to $21.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Shares held in trust for the benefit of a child of the reporting person. Reporting person is a trustee of the trust. Reporting person disclaims beneficial ownership of these shares.
- Exercisable immediately.
Billionaire Hedge Funds
