Filing Details
- Accession Number:
- 0001181431-11-058044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-30 19:22:12
- Reporting Period:
- 2011-11-28
- Filing Date:
- 2011-11-30
- Accepted Time:
- 2011-11-30 19:22:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1385552 | Mozafar Maghsoudnia | 3975 Freedom Circle 9Th Floor Santa Clara CA 95054 | Vice President, Manufacturing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2011-11-28 | 1,094 | $17.55 | 79,671 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2011-11-28 | 1,100 | $15.15 | 80,771 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2011-11-28 | 8,251 | $13.93 | 89,022 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2011-11-28 | 10,445 | $49.39 | 78,577 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2011-11-30 | 36,652 | $15.15 | 115,229 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2011-11-30 | 1,375 | $13.93 | 116,604 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2011-11-30 | 38,027 | $49.33 | 78,577 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option (right to buy) | Disposition | 2011-11-28 | 1,094 | $0.00 | 1,094 | $17.55 |
| Common Shares | Stock Option (right to buy) | Disposition | 2011-11-28 | 1,100 | $0.00 | 1,100 | $15.15 |
| Common Shares | Stock Option (right to buy) | Disposition | 2011-11-28 | 8,251 | $0.00 | 11,001 | $13.93 |
| Common Shares | Stock Option (right to buy) | Disposition | 2011-11-30 | 36,652 | $0.00 | 36,652 | $15.15 |
| Common Shares | Stock Option (right to buy) | Disposition | 2011-11-30 | 1,375 | $0.00 | 2,750 | $13.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-02-07 | 2016-02-06 | No | 4 | M | Direct |
| 0 | 2008-06-05 | 2017-06-04 | No | 4 | M | Direct |
| 2,750 | 2011-01-31 | 2018-01-06 | No | 4 | M | Direct |
| 0 | 2008-06-05 | 2017-06-04 | No | 4 | M | Direct |
| 1,375 | 2011-01-31 | 2018-01-06 | No | 4 | M | Direct |
Footnotes
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 18,326 shares of common stock at an exercise price of $30.29 per share, was adjusted to 36,652 shares of common stock at an exercise price of $15.145 per share.
Billionaire Hedge Funds
