Filing Details
- Accession Number:
- 0001181431-11-058041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-30 19:21:03
- Reporting Period:
- 2011-11-30
- Filing Date:
- 2011-11-30
- Accepted Time:
- 2011-11-30 19:21:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296305 | Jean Marcia Zander | 3975 Freedom Circle 9Th Floor Santa Clara CA 95054 | Senior Vp Of Ww Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-30 | 2,200 | $13.93 | 92,862 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-30 | 1,626 | $16.86 | 94,488 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-30 | 3,646 | $9.05 | 98,134 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-30 | 3,564 | $10.71 | 101,698 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-30 | 7,186 | $6.25 | 108,884 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-30 | 16,874 | $6.00 | 125,758 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-30 | 35,096 | $49.36 | 90,662 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option (right to buy) | Disposition | 2011-11-30 | 2,200 | $0.00 | 4,400 | $13.93 |
| Common Shares | Stock Option (right to buy) | Disposition | 2011-11-30 | 1,626 | $0.00 | 1,626 | $16.86 |
| Common Shares | Stock Option (right to buy) | Disposition | 2011-11-30 | 3,646 | $0.00 | 3,646 | $9.05 |
| Common Shares | Stock Option (right to buy) | Disposition | 2011-11-30 | 3,564 | $0.00 | 3,564 | $10.71 |
| Common Shares | Stock Option (right to buy) | Disposition | 2011-11-30 | 7,186 | $0.00 | 7,186 | $6.25 |
| Common Shares | Stock Option (right to buy) | Disposition | 2011-11-30 | 16,874 | $0.00 | 16,784 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,200 | 2011-01-31 | 2018-01-06 | No | 4 | M | Direct |
| 0 | 2007-02-23 | 2016-02-22 | No | 4 | M | Direct |
| 0 | 2006-10-10 | 2015-10-09 | No | 4 | M | Direct |
| 0 | 2006-09-15 | 2016-09-14 | No | 4 | M | Direct |
| 0 | 2006-04-26 | 2015-04-25 | No | 4 | M | Direct |
| 0 | 2005-07-09 | 2014-07-08 | No | 4 | M | Direct |
Footnotes
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 813 shares of common stock at an exercise price of $39.72 per share, was adjusted to 1,626 shares of common stock at an exercise price of $16.86 per share.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 1,823 shares of common stock at an exercise price of $18.10 per share, was adjusted to 3,646 shares of common stock at an exercise price of $9.05 per share.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 1,782 shares of common stock at an exercise price of $21.41 per share, was adjusted to 3,564 shares of common stock at an exercise price of $10.705 per share.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 3,593 shares of common stock at an exercise price of $12.49 per share, was adjusted to 7,186 shares of common stock at an exercise price of $6.245 per share.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $49.33 to $49.38. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
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