Filing Details
- Accession Number:
- 0001181431-11-058040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-30 19:20:28
- Reporting Period:
- 2011-11-28
- Filing Date:
- 2011-11-30
- Accepted Time:
- 2011-11-30 19:20:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296360 | Benjamin Roland Cortes | 3975 Freedom Circle 9Th Floor Santa Clara CA 95054 | Vp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-28 | 1 | $9.92 | 60,283 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-28 | 2,431 | $11.97 | 62,714 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-28 | 4,860 | $15.15 | 67,574 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-28 | 11,550 | $13.93 | 79,124 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-28 | 18,842 | $49.38 | 60,282 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-30 | 1,155 | $13.93 | 61,437 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-30 | 1,155 | $49.37 | 60,282 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option (right to buy) | Disposition | 2011-11-28 | 1 | $0.00 | 1 | $9.92 |
| Common Shares | Stock Option (right to buy) | Disposition | 2011-11-28 | 2,431 | $0.00 | 2,431 | $11.97 |
| Common Shares | Stock Option (right to buy) | Disposition | 2011-11-28 | 4,860 | $0.00 | 4,860 | $15.15 |
| Common Shares | Stock Option (right to buy) | Disposition | 2011-11-28 | 11,550 | $0.00 | 13,860 | $13.93 |
| Common Shares | Stock Option (right to buy) | Disposition | 2011-11-30 | 1,155 | $0.00 | 2,310 | $13.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-10-31 | 2016-10-30 | No | 4 | M | Direct |
| 0 | 2008-01-30 | 2017-01-29 | No | 4 | M | Direct |
| 0 | 2017-06-05 | 2017-06-04 | No | 4 | M | Direct |
| 2,310 | 2011-01-31 | 2018-01-06 | No | 4 | M | Direct |
| 1,155 | 2011-01-31 | 2018-01-06 | No | 4 | M | Direct |
Footnotes
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 6,930 shares of common stock at an exercise price of $27.86 per share, was adjusted to 13,860 shares of common stock at an exercise price of $13.93 share.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $49.38 to $49.385. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
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