Filing Details
- Accession Number:
- 0001179110-11-015789
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-30 19:01:15
- Reporting Period:
- 2011-11-28
- Filing Date:
- 2011-11-30
- Accepted Time:
- 2011-11-30 19:01:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 868857 | Aecom Technology Corp | ACM | Services-Engineering Services (8711) | 611088522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1451257 | A Jane Chmielinski | C/O Aecom Technology Corporation 555 S. Flower Street, Suite 3700 Los Angeles CA 90071 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-29 | 8,000 | $10.39 | 28,911 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-29 | 8,000 | $20.56 | 20,911 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2011-11-29 | 8,000 | $0.00 | 8,000 | $10.39 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2011-11-28 | 31,144 | $0.00 | 31,144 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-09-30 | 2011-12-02 | No | 4 | M | Direct |
| 31,144 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,797 | Indirect | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | $0.00 | 4,178 | 4,178 | Direct | ||
| Common Stock Unit | Restricted Stock Unit | $0.00 | 10,225 | 10,225 | Direct | ||
| Common Stock | Restricted Stock Unit | $0.00 | 13,617 | 13,617 | Direct | ||
| Common Stock | Employee Stock Option | $23.94 | 2015-12-01 | 12,286 | 12,286 | Direct | |
| Common Stock | Employee Stock Option | $24.45 | 2016-12-02 | 29,070 | 29,070 | Direct | |
| Common Stock | Employee Stock Option | $27.54 | 2017-12-08 | 39,937 | 39,937 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 4,178 | 4,178 | Direct | |
| 10,225 | 10,225 | Direct | |
| 13,617 | 13,617 | Direct | |
| 2015-12-01 | 12,286 | 12,286 | Direct |
| 2016-12-02 | 29,070 | 29,070 | Direct |
| 2017-12-08 | 39,937 | 39,937 | Direct |
Footnotes
- The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on December 9, 2010.
- Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- The restricted stock units vest in December 2014.
- The restricted stock units vest in December 2011.
- The restricted stock units vest in December 2012.
- The restricted stock units vest in December 2013.
- The option vests in three equal annual installments beginning on December 1, 2009.
- The option vests in three equal annual installments beginning on December 2, 2010.
- The option vests in three equal annual installments beginning on December 8, 2011.
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