Filing Details
- Accession Number:
- 0001144204-11-067767
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-30 18:38:20
- Reporting Period:
- 2011-11-28
- Filing Date:
- 2011-11-30
- Accepted Time:
- 2011-11-30 18:38:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1044435 | Active Power Inc | ACPW | Electric Services (4911) | 742642142 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1032874 | J Stephen Clearman | One Executive Drive Suite 160 Fort Lee NJ 07024 | No | No | Yes | No | |
1220338 | Kinderhook Partners, Lp | One Executive Drive Suite 160 Fort Lee NJ 07024 | No | No | Yes | No | |
1266402 | Kinderhook Gp Llc | One Executive Drive Suite 160 Fort Lee NJ 07024 | No | No | Yes | No | |
1487632 | Tushar Shah | One Executive Drive Suite 160 Fort Lee NJ 07024 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-28 | 16,573 | $0.69 | 8,426,489 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Mr. Tushar Shah and Mr. Stephen J. Clearman are the co-managing members of the Kinderhook GP, LLC (the "General Partner") responsible for making investment decisions with respect to the Partnership and, as a result, Mr. Shah and Mr. Clearman may be deemed to control such entities. In addition, Mr. Shah and Mr. Clearman are responsible for making investment decisions with respect to Kinderhook Capital. Accordingly, Mr. Shah and Mr. Clearman may be deemed to have a beneficial interest in the shares of Common Stock by virtue of their indirect control of the Partnership's, the General Partner's and Kinderhook Capital's power to vote and/or dispose of the shares of Common Stock. Mr. Shah and Mr. Clearman disclaim beneficial ownership of the shares of Common Stock except to the extent of his respective pecuniary interest, if any, therein.