Home > Insider Trading > Filing (0001181431-11-057972)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1411342	Ellington Financial Llc	EFC	Real Estate (6500)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1474801	Laurence Penn	53 Forest Avenue Old Greenwich CT 06870	Ceo And President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares Rep. Limited Liability Company Interests	Acquisiton	2011-11-28	385	$17.15	5,004	No	4	P	Direct
Common Shares Rep. Limited Liability Company Interests	Acquisiton	2011-11-29	700	$16.84	5,704	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $17.10 to $17.23. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. All purchases pursuant to this transaction were made pursuant to a 10b5-1 trading plan adopted by the reporting person.
This transaction was executed in multiple trades at prices ranging from $16.71 to $16.95. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. All purchases pursuant to this transaction were made pursuant to a 10b5-1 trading plan adopted by the reporting person.