Filing Details
- Accession Number:
- 0001179110-11-015744
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-30 10:31:50
- Reporting Period:
- 2011-11-28
- Filing Date:
- 2011-11-30
- Accepted Time:
- 2011-11-30 10:31:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1324410 | Guaranty Bancorp | GBNK | State Commercial Banks (6022) | 412150446 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197257 | Iii M John Eggemeyer | 1331 17Th Street, Ste. 345 Denver CO 80202 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Voting Common Stock | Acquisiton | 2011-11-28 | 15,607 | $1.39 | 6,712,203 | No | 4 | P | Indirect | By Castle Creek Capital Partners IV, LP |
Voting Common Stock | Acquisiton | 2011-11-29 | 2,994 | $1.40 | 6,715,197 | No | 4 | P | Indirect | By Castle Creek Capital Partners IV, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Castle Creek Capital Partners IV, LP |
No | 4 | P | Indirect | By Castle Creek Capital Partners IV, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Voting Common Stock | 276,120 | Direct | |
Voting Common Stock | 352,500 | Indirect | By Self as Trustee of the Eggemeyer Family Trust |
Voting Common Stock | 13,211 | Indirect | By Trustees of the GBNK Deferred Compensation Plan |
Non-Voting Common Stock | 5,095,000 | Indirect | By Castle Creek Capital Partners IV, LP |
Footnotes
- Castle Creek Capital IV LLC is the sole general partner of Fund IV. Accordingly, securities owned by Fund IV may be regarded as being beneficially owned by Castle Creek Capital IV LLC. John M. Eggemeyer is a controlling person of Castle Creek Capital IV LLC. Accordingly, securities owned or deemed to be owned by Castle Creek Capital IV LLC may be regarded as being beneficially owned by Mr. Eggemeyer. Mr. Eggemeyer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
- Represents the right to receive value equivalent to 13,211 shares of the Company's voting common stock under the Company's Deferred Compensation Plan, settlable in shares of the Company's voting common stock.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.39 to $1.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.395 to $1.40, inclusive.