Filing Details
- Accession Number:
- 0001179110-11-015741
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-30 09:45:57
- Reporting Period:
- 2011-11-28
- Filing Date:
- 2011-11-30
- Accepted Time:
- 2011-11-30 09:45:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
947484 | Arch Capital Group Ltd. | ACGL | Fire, Marine & Casualty Insurance (6331) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1460835 | C.r. John Hele | Arch Capital Group Ltd. 45 Reid Street, 5Th Floor Hamilton D0 HM 12 | Evp,Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, $.0033 Par Value Per Share | Acquisiton | 2011-11-28 | 32,000 | $18.58 | 137,998 | No | 4 | M | Direct | |
Common Shares, $.0033 Par Value Per Share | Disposition | 2011-11-28 | 16,263 | $36.56 | 121,735 | No | 4 | F | Direct | |
Common Shares, $.0033 Par Value Per Share | Disposition | 2011-11-29 | 7,537 | $36.97 | 114,198 | No | 4 | S | Direct | |
Common Shares, $.0033 Par Value Per Share | Disposition | 2011-11-29 | 8,200 | $37.01 | 105,998 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares, $.0033 Par Value Per Share | Stock Option (right to buy) | Disposition | 2011-11-28 | 32,000 | $0.00 | 32,000 | $18.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
52,000 | 2019-04-01 | No | 4 | M | Direct |
Footnotes
- The stock option became exercisable in three equal annual installments, with the first installment becoming exercisable on April 1, 2010 and the next two installments on April 1, 2011 and April 1, 2012, subject to the applicable award agreement.
- On November 28, 2011, the reporting person exercised 32,000 stock options and, under the net settlement provisions of the applicable stock option agreement, 16,263 common shares were withheld in payment of the exercise price.
- Represents a weighted average sale price; the sales prices range from $36.93 to $36.99. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer.
- Represents a weighted average sale price; the sales prices range from $37 to $37.03. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer.
- The shares were sold in order to satisfy state and federal income tax obligations.