Filing Details
- Accession Number:
- 0001340242-11-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-29 18:57:44
- Reporting Period:
- 2011-11-29
- Filing Date:
- 2011-11-29
- Accepted Time:
- 2011-11-29 18:57:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 854701 | Integrated Silicon Solution Inc | ISSI | Semiconductors & Related Devices (3674) | 770199971 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1340242 | Yeu Kong Han | 1940 Zanker Rd. San Jose CA 95112 | Vice-Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-29 | 3,750 | $0.00 | 40,347 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-29 | 1,375 | $8.95 | 38,972 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-11-29 | 6,407 | $9.04 | 32,565 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2011-11-29 | 3,750 | $0.00 | 3,750 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,250 | 2011-11-29 | 2017-11-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 85,208 | Indirect | by Family Trust |
| Common Stock | 10,963 | Indirect | by Trust (Eric) |
| Common Stock | 10,000 | Indirect | by Trust (Jason) |
Footnotes
- The shares were withheld by the Issuer in satisfaction of the withholding taxes incurred in connection with the vesting of restricted stock units previously awarded to the Reporting Person. The withholding of the shares is an exempt disposition pursuant to Rule 16b-3(e) of the Securities Exchange Act of 1934, as amended.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $9.00 and $9.15.
- Shares held in the Han Family 1996 Revocable Family Trust of which Mr. Han is a trustee.
- UTMA (Fidelity account under Eric/KY Han)
- UTMA (Fidelity account under Jason/Suejane Han)
- Each restricted stock unit represents a contingent right to receive one share of ISSI common stock.
Billionaire Hedge Funds
