Filing Details
- Accession Number:
- 0001372041-11-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-29 17:21:53
- Reporting Period:
- 2011-11-25
- Filing Date:
- 2011-11-29
- Accepted Time:
- 2011-11-29 17:21:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1372041 | Paetec Holding Corp. | PAET | Telephone Communications (No Radiotelephone) (4813) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1396339 | K Algimantas Chesonis | One Paetec Plaza 600 Willowbrook Office Park Fairport NY 14450 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-25 | 8,114 | $2.16 | 425,439 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-25 | 8,764 | $1.85 | 434,203 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-25 | 24,669 | $3.39 | 458,872 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-25 | 324 | $3.86 | 459,196 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-25 | 11,930 | $1.24 | 471,126 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-25 | 324 | $1.37 | 471,450 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-25 | 3,500 | $1.28 | 474,950 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-25 | 57,625 | $5.12 | 417,325 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-25 | 324 | $0.00 | 324 | $2.16 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-25 | 7,790 | $0.00 | 7,790 | $2.16 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-25 | 649 | $0.00 | 649 | $1.85 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-25 | 8,115 | $0.00 | 8,115 | $1.85 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-25 | 324 | $0.00 | 324 | $3.39 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-25 | 24,345 | $0.00 | 24,345 | $3.39 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-25 | 324 | $0.00 | 324 | $3.86 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-25 | 11,930 | $0.00 | 11,930 | $1.24 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-25 | 324 | $0.00 | 324 | $1.37 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-25 | 3,500 | $0.00 | 3,500 | $1.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-03-15 | No | 4 | M | Direct | |
| 0 | 2012-04-30 | No | 4 | M | Direct | |
| 0 | 2013-03-15 | No | 4 | M | Direct | |
| 0 | 2013-04-02 | No | 4 | M | Direct | |
| 0 | 2014-03-20 | No | 4 | M | Direct | |
| 0 | 2009-03-31 | 2014-03-31 | No | 4 | M | Direct |
| 0 | 2015-03-15 | No | 4 | M | Direct | |
| 0 | 2015-12-29 | No | 4 | M | Direct | |
| 0 | 2016-03-15 | No | 4 | M | Direct | |
| 0 | 2019-03-02 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $5.12 to $5.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- The option vested in four equal annual installments beginning on March 15, 2003.
- The option vested in four equal annual installments beginning on March 31, 2003.
- The option vested in four equal annual installments beginning on March 15, 2004.
- The option vested in four equal annual installments beginning on March 1, 2004.
- The option vested in four equal annual installments beginning on March 15, 2005.
- The option vested in four equal annual installments beginning on March 15, 2006.
- The option vested in four equal annual installments beginning on December 29, 2006.
- The option vested in four equal annual installments beginning on March 15, 2006.
- The option vested with respect to 3,500 shares in two equal annual installments beginning on March 2, 2010 and vested wtih respect to the remaining 3,500 shares on 11/15/2011.
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