Filing Details
- Accession Number:
- 0001273412-11-000064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-29 15:21:41
- Reporting Period:
- 2011-11-29
- Filing Date:
- 2011-11-29
- Accepted Time:
- 2011-11-29 15:21:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050743 | Peapack Gladstone Financial Corp | PGC | Commercial Banks, Nec (6029) | 223537895 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238157 | Martin Robert Rogers | 500 Hills Drive, Suite 300 Po Box 700 Bedminster NJ 07921-1538 | President & Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-11-29 | 2,000 | $10.05 | 21,419 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,229 | Indirect | 401K Plan/Profit Sharing |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | $27.51 | 2004-01-09 | 2014-01-09 | 23,098 | 23,098 | Direct |
| Common Stock | Stock option (right to buy) | $26.76 | 2017-01-03 | 4,200 | 4,200 | Direct | |
| Common Stock | Stock option (right to buy) | $23.40 | 2018-01-02 | 4,200 | 4,200 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-01-09 | 23,098 | 23,098 | Direct |
| 2017-01-03 | 4,200 | 4,200 | Direct |
| 2018-01-02 | 4,200 | 4,200 | Direct |
Footnotes
- The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012.
- The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
- Includes profit-sharing contributions and earnings since last filing.
Billionaire Hedge Funds
