Filing Details
- Accession Number:
- 0001459221-11-000052
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2011-11-29 15:12:54
- Reporting Period:
- 2010-12-25
- Filing Date:
- 2011-11-29
- Accepted Time:
- 2011-11-29 15:12:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 33488 | Escalade Inc | ESCA | Sporting & Athletic Goods, Nec (3949) | 132739290 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1289071 | E Edward Williams | Po Box 50 Crystal City MO 63019 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-09-25 | 795 | $5.11 | 22,179 | No | 4 | S | Indirect | PAW Family Partnership LP |
| Common Stock | Disposition | 2010-09-30 | 2,637 | $4.99 | 19,542 | No | 4 | S | Indirect | PAW Family Partnership LP |
| Common Stock | Disposition | 2010-10-01 | 500 | $5.03 | 19,042 | No | 4 | S | Indirect | PAW Family Partnership LP |
| Common Stock | Disposition | 2010-10-05 | 1,400 | $4.88 | 17,642 | No | 4 | S | Indirect | PAW Family Partnership LP |
| Common Stock | Disposition | 2010-10-06 | 2,643 | $4.75 | 14,999 | No | 4 | S | Indirect | PAW Family Partnership LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | PAW Family Partnership LP |
| No | 4 | S | Indirect | PAW Family Partnership LP |
| No | 4 | S | Indirect | PAW Family Partnership LP |
| No | 4 | S | Indirect | PAW Family Partnership LP |
| No | 4 | S | Indirect | PAW Family Partnership LP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 22,974 | Indirect | PAW Family Partnership LP |
Footnotes
- Mr. Edward Williams original Form 3 filing failed to include his indirect ownership of shares held by a family limited partnership, Paw Family Partnership LP. The number of shares reported in this Form 5 reflects his entire indirect ownership of shares held by that family limited partnership as of 04/24/2004.
- Mr. Edward Williams is a general partner of PAW Family Partnership LP.
- Mr. Edward Williams original Form 4s filed in 2010 failed to report the sales of Escalade, Inc. shares held by a family limited partnership, PAW Family Partnership LP of which Mr. Williams had an indirect ownership interest.
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