Filing Details
- Accession Number:
- 0001015780-11-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-28 18:01:05
- Reporting Period:
- 2011-11-23
- Filing Date:
- 2011-11-28
- Accepted Time:
- 2011-11-28 18:01:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1015780 | E Trade Financial Corp | ETFC | Savings Institution, Federally Chartered (6035) | 942844166 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1449493 | Nicholas Utton | 1271 Avenue Of The Americas 14Th Floor New York NY 10020-1302 | Evp & Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-23 | 6,000 | $8.02 | 203,019 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Billionaire Hedge Funds
