Filing Details

Accession Number:
0000072162-11-000024
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-28 17:07:57
Reporting Period:
2011-11-23
Filing Date:
2011-11-28
Accepted Time:
2011-11-28 17:07:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72162 Nl Industries Inc NL Industrial Inorganic Chemicals (2810) 135267260
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1037854 C Harold Simmons 5430 Lbj Freeway, Suite 1700
Dallas TX 75240
Chairman Of The Board & Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $0.125 Par Value Acquisiton 2011-11-23 10,000 $12.13 399,385 No 4 P Indirect by Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock $0.125 Par Value 40,387,531 Indirect by Valhi
Common Stock $0.125 Par Value 1,052,054 Direct
Common Stock $0.125 Par Value 222,100 Indirect by TFMC
Common Stock $0.125 Par Value 2,000 Indirect by Kronos
Footnotes
  1. Open market purchase by the reporting person's spouse.
  2. The price reported in Column 4 is a weighted average price. These acquisitions involved purchases at 13 different prices ranging from $11.94 to $12.25 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the U.S. Security and Exchange Commission, upon request, the full information regarding these purchases.
  3. Directly held by the reporting person's spouse. The reporting person disclaims beneficial ownership of any shares of the issuer's common stock that his spouse holds.
  4. Directly held by Valhi, Inc. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.
  5. Directly held by TIMET Finance Management Company. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.
  6. Directly held by Kronos Worldwide, Inc. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.