Filing Details
- Accession Number:
- 0000072162-11-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-28 17:07:57
- Reporting Period:
- 2011-11-23
- Filing Date:
- 2011-11-28
- Accepted Time:
- 2011-11-28 17:07:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
72162 | Nl Industries Inc | NL | Industrial Inorganic Chemicals (2810) | 135267260 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1037854 | C Harold Simmons | 5430 Lbj Freeway, Suite 1700 Dallas TX 75240 | Chairman Of The Board & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $0.125 Par Value | Acquisiton | 2011-11-23 | 10,000 | $12.13 | 399,385 | No | 4 | P | Indirect | by Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock $0.125 Par Value | 40,387,531 | Indirect | by Valhi |
Common Stock $0.125 Par Value | 1,052,054 | Direct | |
Common Stock $0.125 Par Value | 222,100 | Indirect | by TFMC |
Common Stock $0.125 Par Value | 2,000 | Indirect | by Kronos |
Footnotes
- Open market purchase by the reporting person's spouse.
- The price reported in Column 4 is a weighted average price. These acquisitions involved purchases at 13 different prices ranging from $11.94 to $12.25 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the U.S. Security and Exchange Commission, upon request, the full information regarding these purchases.
- Directly held by the reporting person's spouse. The reporting person disclaims beneficial ownership of any shares of the issuer's common stock that his spouse holds.
- Directly held by Valhi, Inc. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.
- Directly held by TIMET Finance Management Company. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.
- Directly held by Kronos Worldwide, Inc. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.