Filing Details
- Accession Number:
- 0001181431-11-057722
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-28 17:04:14
- Reporting Period:
- 2011-11-22
- Filing Date:
- 2011-11-28
- Accepted Time:
- 2011-11-28 17:04:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
900349 | Perry Ellis International Inc | PERY | Men's & Boys' Furnishgs, Work Clothg, & Allied Garments (2320) | 591162998 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1487704 | M. Eduardo Sardina | 3000 Nw 107Th Avenue Miami FL 33172 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-22 | 5,000 | $12.89 | 5,000 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,540 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right Award | $25.60 | 2011-04-20 | 2017-04-19 | 3,720 | 3,720 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-04-19 | 3,720 | 3,720 | Direct |
Footnotes
- Shares are owned in the name of a revocable trust UAD 9/29/2000, of which Mr. Sardina and his spouse are trustees.
- Includes 4,479 shares of restricted stock granted under the Perry Ellis International, Inc. 2005 Long-Term Incentive Compensation Plan, as may be amended and restated from time to time. The restrictions lapse with respect to (a) 436 of these shares in two equal installments of 218 shares on each of March 18, 2012 and March 18, 2013; (b) 1,688 of these shares as follows: 844 shares on June 17, 2012; and 844 shares on June 17, 2013; and (c) 2,355 of these shares in three equal installments of 785 shares on June 9, 2012, June 9, 2013 and June 9, 2014.
- 1,240 shares subject to the stock appreciation right are fully vested. The remainder of the shares shall vest and become exercisable as follows: 1,240 shares on April 20, 2012; and 1,240 shares on April 20, 2013.