Filing Details
- Accession Number:
- 0001181431-11-057715
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-28 16:43:20
- Reporting Period:
- 2011-11-23
- Filing Date:
- 2011-11-28
- Accepted Time:
- 2011-11-28 16:43:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1333763 | Chelsea Therapeutics International Ltd. | CHTP | Biological Products, (No Disgnostic Substances) (2836) | 203174202 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403961 | D William Schwieterman | 3530 Toringdon Way Suite 200 Charlotte NC 28277 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-23 | 45,141 | $4.46 | 130,592 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $7.72 | 2021-01-11 | 50,000 | 50,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $2.96 | 2020-01-19 | 10,000 | 10,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $2.82 | 2019-10-29 | 75,000 | 75,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $1.78 | 2019-01-22 | 30,000 | 30,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $5.07 | 2018-06-26 | 35,000 | 35,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-01-11 | 50,000 | 50,000 | Direct |
| 2020-01-19 | 10,000 | 10,000 | Direct |
| 2019-10-29 | 75,000 | 75,000 | Direct |
| 2019-01-22 | 30,000 | 30,000 | Direct |
| 2018-06-26 | 35,000 | 35,000 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $4.4399 to $4.5199. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Option vests in four equal annual installments beginning on January 11, 2012.
- Option vests in four equal annual installments beginning on January 19, 2011.
- Option vests in four equal annual installments beginning on October 29, 2010.
- Option vests in four equal annual installments beginning on January 22, 2010.
- Option vests in four equal annual installments beginning on June 26, 2009.
Billionaire Hedge Funds
