Filing Details
- Accession Number:
- 0001209191-11-058175
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-28 16:20:35
- Reporting Period:
- 2011-11-23
- Filing Date:
- 2011-11-28
- Accepted Time:
- 2011-11-28 16:20:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1095565 | Healthstream Inc | HSTM | Services-Computer Programming, Data Processing, Etc. (7370) | 621443555 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1485077 | Michael Sousa | 209 10Th Ave. South Suite 450 Nashville TN 37203 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-23 | 35,000 | $2.03 | 37,725 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-23 | 35,000 | $15.44 | 2,725 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-23 | 8,750 | $0.00 | 8,750 | $2.03 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-23 | 8,750 | $0.00 | 8,750 | $2.03 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-23 | 8,750 | $0.00 | 8,750 | $2.03 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-23 | 8,750 | $0.00 | 8,750 | $2.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-11-01 | 2012-11-01 | No | 4 | M | Direct |
| 0 | 2006-11-01 | 2012-11-01 | No | 4 | M | Direct |
| 0 | 2007-11-01 | 2012-11-01 | No | 4 | M | Direct |
| 0 | 2008-11-01 | 2012-11-01 | No | 4 | M | Direct |
Footnotes
- This amount represents the $16.25 secondary public offering price per share of common stock, no par value ("Common Stock"), of HealthStream, Inc. less the underwriting discount of $0.8125 per share of Common Stock.
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