Filing Details
- Accession Number:
- 0001181431-11-057706
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-28 16:16:39
- Reporting Period:
- 2011-11-23
- Filing Date:
- 2011-11-28
- Accepted Time:
- 2011-11-28 16:16:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1350072 | Cms Bancorp Inc. | CMSB | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1390400 | E John Ritacco | 123 Main Street, Suite 750 White Plains NY 10601 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-11-23 | 200 | $7.35 | 21,641 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 10,325 | Indirect | By IRA |
Common Stock, Par Value $0.01 Per Share | 1,390 | Indirect | By Wife's IRA |
Common Stock, Par Value $0.01 Per Share | 225 | Indirect | Custodian for Amanda J. Ritacco |
Common Stock, Par Value $0.01 Per Share | 100 | Indirect | By Son |
Footnotes
- Includes 20,441 shares of restricted stock granted to the reporting person under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan. The shares subject to this award vest in 20% increments on an annual basis, with the fourth installment scheduled to vest on November 28, 2011.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.