Filing Details
- Accession Number:
- 0001181431-11-057705
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-28 16:14:35
- Reporting Period:
- 2011-11-23
- Filing Date:
- 2011-11-28
- Accepted Time:
- 2011-11-28 16:14:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1350072 | Cms Bancorp Inc. | CMSB | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1390401 | Stephen Dowd | 123 Main Street Suite 750 White Plains NY 10601 | Senior Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-11-23 | 100 | $7.50 | 13,985 | No | 4 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-11-28 | 400 | $8.10 | 14,385 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 3,000 | Indirect | By IRA |
Footnotes
- Includes a restricted stock award of 1,250 shares granted to the reporting person under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan on November 23, 2009. The shares subject to this award vest in 20% increments on an annual basis, with the second installment scheduled to vest on November 23, 2011. Also includes a restricted stock award of 885 shares granted to the reporting person under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan on January 26, 2011, which will vest in equal installments of 20% per year beginning on January 26, 2012. Also includes a restricted stock award of 1,250 shares granted to the reporting person under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan on April 27, 2011, which will vest in equal installments of 20% per year beginning on April 27, 2012.