Filing Details

Accession Number:
0001181431-11-057705
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-28 16:14:35
Reporting Period:
2011-11-23
Filing Date:
2011-11-28
Accepted Time:
2011-11-28 16:14:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1350072 Cms Bancorp Inc. CMSB Savings Institutions, Not Federally Chartered (6036) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1390401 Stephen Dowd 123 Main Street
Suite 750
White Plains NY 10601
Senior Vp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2011-11-23 100 $7.50 13,985 No 4 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2011-11-28 400 $8.10 14,385 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 3,000 Indirect By IRA
Footnotes
  1. Includes a restricted stock award of 1,250 shares granted to the reporting person under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan on November 23, 2009. The shares subject to this award vest in 20% increments on an annual basis, with the second installment scheduled to vest on November 23, 2011. Also includes a restricted stock award of 885 shares granted to the reporting person under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan on January 26, 2011, which will vest in equal installments of 20% per year beginning on January 26, 2012. Also includes a restricted stock award of 1,250 shares granted to the reporting person under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan on April 27, 2011, which will vest in equal installments of 20% per year beginning on April 27, 2012.