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Home > Insider Trading > Filing (0001015780-11-000012)

Filing Details

Accession Number:: 0001015780-11-000012
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-11-23 19:06:12
Reporting Period:: 2011-11-21

Filing Date:: 2011-11-23
Accepted Time:: 2011-11-23 19:06:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1015780	E Trade Financial Corp	ETFC	Savings Institution, Federally Chartered (6035)	942844166

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1197960	E Lewis Randall	1271 Avenue Of The Americas 14Th Floor New York NY 10020-1302		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-11-21	14,000	$8.35	74,528	No	4	S	Indirect	by Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	by Trust

Footnotes

Sale of common stock pursuant to a Section 10b5-1 plan entered into on 06/08/11.
Form 4s filed on behalf of Lewis Randall for transactions that took place earlier this year inadvertently omitted 85,735 shares that are still held by Mr. Randall, and are included in the total amount of securities reported herein. The Form 4s will be amended to correctly reflect Mr. Randall's total holdings.