Filing Details
- Accession Number:
- 0000909012-11-000596
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-23 15:51:12
- Reporting Period:
- 2011-02-18
- Filing Date:
- 2011-11-23
- Accepted Time:
- 2011-11-23 15:51:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1082278 | Environmental Solutions Worldwide Inc | ESWW | Motor Vehicle Parts & Accessories (3714) | 134172059 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1256241 | J John Hannan | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Restricted Common Stock, Par Value $0.001 | Acquisiton | 2011-07-12 | 701,040 | $0.12 | 1,789,135 | No | 4 | C | Direct | |
Restricted Common Stock, Par Value $0.001 | Acquisiton | 2011-07-12 | 345,032 | $0.12 | 2,134,167 | No | 4 | P | Direct | |
Restricted Common Stock, Par Value $0.001 | Acquisiton | 2011-11-23 | 41,667 | $0.08 | 2,175,834 | No | 4 | A | Direct | |
Restricted Common Stock, Par Value $0.001 | Acquisiton | 2011-11-23 | 150,000 | $0.08 | 2,325,834 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 10% Unsecured Subordinated Promissory Note | Acquisiton | 2011-02-18 | 509,617 | $0.00 | 0 | $0.12 |
Common Stock | 10% Unsecured Subordinated Promissory Note | Acquisiton | 2011-04-07 | 169,875 | $0.00 | 0 | $0.12 |
Common Stock | 10% Unsecured Subordinated Promissory Note | Disposition | 2011-07-12 | 701,040 | $0.00 | 701,040 | $0.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
509,617 | 2011-07-15 | 2011-07-15 | No | 4 | A | Direct |
679,492 | 2011-07-15 | 2011-07-15 | No | 4 | A | Direct |
0 | 2011-07-15 | 2011-07-15 | No | 4 | C | Direct |
Footnotes
- The securities reported herein were acquired by the Reporting Person on July 12, 2011 but are deemed effective as of June 30, 2011.
- Granted under the Company's 2010 Stock Incentive Plan (the "Plan"). Grant deemed effective as of the date Reporting Person enters into a Restrictive Stock Grant Agreement with the Issuer.
- Restricted shares issued under the Plan vested upon grant.
- Restricted shares issued under the Plan vest in increments of 50,000 shares on December 31, 2012; December 31, 2013 and December 31, 2014.
- The securities reported herein were acquired by the Reporting Person on February 18, 2011 but are deemed effective as of February 17, 2011.
- Based upon the principal amount of the Note, as applicable, $0.12 per share in connection with any exchange thereof.
- Represents principal and accrued interest of Notes as converted at $0.12 per share.