Filing Details
- Accession Number:
- 0001372041-11-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-23 15:25:11
- Reporting Period:
- 2011-11-21
- Filing Date:
- 2011-11-23
- Accepted Time:
- 2011-11-23 15:25:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1372041 | Paetec Holding Corp. | PAET | Telephone Communications (No Radiotelephone) (4813) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1310930 | Mark Zupan | One Paetec Plaza 600 Willowbrook Office Park Fairport NY 14450 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-21 | 121,725 | $2.18 | 176,725 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-11-21 | 13,333 | $1.58 | 190,058 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-21 | 135,058 | $5.22 | 55,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Director Stock Option | Disposition | 2011-11-21 | 121,725 | $0.00 | 121,725 | $2.18 |
Common Stock | Director Stock Option | Disposition | 2011-11-21 | 13,333 | $0.00 | 13,333 | $1.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-05-01 | No | 4 | M | Direct | |
0 | 2019-04-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $5.20 to $5.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- The option vested in four equal annual installments beginning on May 1, 2007.
- The option vests in three equal annual installments beginning on April 1, 2009.