Filing Details
- Accession Number:
- 0001518805-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-23 15:05:34
- Reporting Period:
- 2011-11-22
- Filing Date:
- 2011-11-23
- Accepted Time:
- 2011-11-23 15:05:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1165002 | Westwood Holdings Group Inc | WHG | Investment Advice (6282) | 752969997 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1518805 | Mark Freeman | 200 Crescent Court Suite 1200 Dallas TX 75201 | Co-Chief Investment Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-22 | 3,000 | $12.90 | 47,784 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-22 | 3,000 | $37.05 | 44,784 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | stock option | Acquisiton | 2011-11-22 | 3,000 | $0.00 | 3,000 | $12.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-07-02 | 2012-07-02 | No | 4 | M | Direct |
Footnotes
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $37.00 to $37.10 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.