Filing Details

Accession Number:
0001144204-11-066700
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-23 13:02:50
Reporting Period:
2011-11-23
Filing Date:
2011-11-23
Accepted Time:
2011-11-23 13:02:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
876883 Mdc Partners Inc MDCA Services-Advertising Agencies (7311) 980364441
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
928142 Robert Kamerschen C/O Mdc Partners Inc.
745 Fifth Avenue
New York NY 10151
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Acquisiton 2011-11-23 3,000 $12.97 314,459 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Shares 311,459 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Shares Stock Options $8.95 2006-04-28 2016-04-28 5,000 5,000 Direct
Class A Shares SARs $3.72 2010-03-10 2014-03-09 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-04-28 5,000 5,000 Direct
2014-03-09 10,000 10,000 Direct
Footnotes
  1. Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer.
  2. The price reported in column 4 is a weighted average price of open market purchases. These shares were purchased in multiple transactions at prices ranging from $12.89 to $13.06, inclusive. The reporting person undertakes to provide to MDC Partners Inc., any security holder of MDC Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. Stock Options (previously granted on April 28, 2006) expire ten (10) years from the grant date.
  4. The Stock Appreciation Rights ("SARs") granted on March 10, 2009 vest over three (3) years from the grant date: 33% vested on the first anniversary of the grant date, 33% vested on the second anniversary of the grant date, and 34% vest on the third anniversary of the grant date, and all such SARs expire five (5) years from the grant date. These SARs may be settled in cash or stock, at the discretion of the Issuer.