Filing Details
- Accession Number:
- 0001181431-11-057540
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-23 12:46:11
- Reporting Period:
- 2011-11-22
- Filing Date:
- 2011-11-23
- Accepted Time:
- 2011-11-23 12:46:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1357204 | Dunkin' Brands Group Inc. | DNKN | Retail-Eating & Drinking Places (5810) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1522664 | John Dawson | C/O Dunkin' Brands Group, Inc. 130 Royall Street Boston MA 02021 | Chief Development Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-11-22 | 45,135 | $24.72 | 104,174 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to purchase Common Stock | Acquisiton | 2011-11-22 | 2,808 | $0.00 | 2,808 | $3.02 |
Common Stock | Option to purchase Common Stock | Acquisiton | 2011-11-22 | 7,021 | $0.00 | 7,021 | $7.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
22,734 | 2020-02-23 | No | 4 | A | Direct | |
29,755 | 2021-03-09 | No | 4 | A | Direct |
Footnotes
- On 02/23/2010, the reporting person was granted an option to purchase 12,259 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 02/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.
- As a result of the sale of shares by the Sponsors, the performance criteria was met with respect to 2,808 shares of common stock subject to this option award, resulting in vesting of the option as to 562 shares and an additional 2,246 shares that are eligible to vest in four equal annual installments beginning on 02/23/2012. In total, following this event, the performance criteria has been met with respect to an aggregate of 3,248 shares of common stock subject to this option award, with 649 of such shares vested and the remaining 2,599 of such shares eligible to vest in four equal annual installments beginning on 02/23/2012.
- On 03/09/2011, the reporting person was granted an option to purchase 30,647 shares of Common Stock. The option vests based upon time (five equal annual installments that begin on 03/09/2012) and performance (investment returns to investment funds affiliated with the Sponsors) criteria. As a result of the sale of shares by the Sponsors, the performance criteria was met with respect to 7,021 shares of common stock subject to this option award. In total, following this event, the performance criteria has been met with respect to an aggregate of 8,121 shares of common stock subject to this option award, which are eligible to vest in five equal annual installments beginning on 03/09/2012.