Filing Details

Accession Number:
0001181431-11-057533
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-23 12:44:23
Reporting Period:
2011-11-22
Filing Date:
2011-11-23
Accepted Time:
2011-11-23 12:44:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357204 Dunkin' Brands Group Inc. DNKN Retail-Eating & Drinking Places (5810) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187789 Nigel Travis C/O Dunkin' Brands Group, Inc.
130 Royall Street
Canton MA 02021
Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-11-22 200,000 $24.72 74,377 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to purchase Common Stock Acquisiton 2011-11-22 438,871 $0.00 438,871 $3.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,328,544 2020-02-23 No 4 A Direct
Footnotes
  1. On 02/23/2010, the reporting person was granted an option to purchase 1,915,499 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 02/23/2010) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.
  2. As a result of the sale of shares by the Sponsors, the performance criteria was met with respect to 438,871 shares of common stock subject to this option award, resulting in vesting of the option as to 175,548 shares and an additional 263,323 shares that are eligible to vest in three equal annual installments beginning on 02/23/2012. In total, following this event, the performance criteria has been met with respect to an aggregate of 507,616 shares of common stock subject to this option award, with 203,046 of such shares vested and the remaining 304,570 of such shares eligible to vest in three equal annual installments beginning on 02/23/2012.