Filing Details
- Accession Number:
- 0001140361-11-054873
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-23 12:24:46
- Reporting Period:
- 2011-11-21
- Filing Date:
- 2011-11-23
- Accepted Time:
- 2011-11-23 12:24:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
921547 | Heritage Oaks Bancorp | HEOP | State Commercial Banks (6022) | 770388249 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1415173 | E. Michael Pfau | 545 12Th Street Paso Robles CA 93446 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-21 | 589 | $3.40 | 45,648 | No | 4 | P | Indirect | Michael E Pfau Trustee, Pfau Revocable Trust of 2003 |
Common Stock | Acquisiton | 2011-11-21 | 1,192 | $3.40 | 46,840 | No | 4 | P | Indirect | Michael E Pfau Trustee, Pfau Revocable Trust of 2003 |
Common Stock | Acquisiton | 2011-11-21 | 3,200 | $3.40 | 50,040 | No | 4 | P | Indirect | Michael E Pfau Trustee, Pfau Revocable Trust of 2003 |
Common Stock | Acquisiton | 2011-11-21 | 19 | $3.40 | 50,059 | No | 4 | P | Indirect | Michael E Pfau Trustee, Pfau Revocable Trust of 2003 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Michael E Pfau Trustee, Pfau Revocable Trust of 2003 |
No | 4 | P | Indirect | Michael E Pfau Trustee, Pfau Revocable Trust of 2003 |
No | 4 | P | Indirect | Michael E Pfau Trustee, Pfau Revocable Trust of 2003 |
No | 4 | P | Indirect | Michael E Pfau Trustee, Pfau Revocable Trust of 2003 |