Filing Details
- Accession Number:
- 0001140361-11-054859
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-23 12:01:49
- Reporting Period:
- 2011-11-22
- Filing Date:
- 2011-11-23
- Accepted Time:
- 2011-11-23 12:01:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
59440 | Vector Group Ltd | VGR | Cigarettes (2111) | 650949535 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
921669 | C Carl Icahn | C/O Icahn Associates Corp. 767 Fifth Ave., Suite 4700 New York NY 10153 | No | No | Yes | Yes | |
928464 | Partnership Limited River High | 445 Hamilton Avenue Suite 1210 White Plains NY 10601 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value ("Shares") | Disposition | 2011-11-22 | 10,836,000 | $17.71 | 3,963,852 | No | 4 | S | Indirect | please see all footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | please see all footnotes |
Footnotes
- High River Limited Partnership ("High River") directly beneficially owns 3,963,852 Shares. Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River.
- Barberry is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by High River. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
- Does not include 21,374 Shares owned by Gail Golden, the spouse of Mr. Icahn. Mr. Icahn, by virtue of his relationship to Ms. Golden, may be deemed to beneficially own such Shares. Mr. Icahn disclaims beneficial ownership of such Shares for all purposes.