Filing Details

Accession Number:
0001140361-11-054859
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-23 12:01:49
Reporting Period:
2011-11-22
Filing Date:
2011-11-23
Accepted Time:
2011-11-23 12:01:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
59440 Vector Group Ltd VGR Cigarettes (2111) 650949535
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
921669 C Carl Icahn C/O Icahn Associates Corp.
767 Fifth Ave., Suite 4700
New York NY 10153
No No Yes Yes
928464 Partnership Limited River High 445 Hamilton Avenue
Suite 1210
White Plains NY 10601
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value ("Shares") Disposition 2011-11-22 10,836,000 $17.71 3,963,852 No 4 S Indirect please see all footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect please see all footnotes
Footnotes
  1. High River Limited Partnership ("High River") directly beneficially owns 3,963,852 Shares. Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River.
  2. Barberry is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by High River. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
  3. Does not include 21,374 Shares owned by Gail Golden, the spouse of Mr. Icahn. Mr. Icahn, by virtue of his relationship to Ms. Golden, may be deemed to beneficially own such Shares. Mr. Icahn disclaims beneficial ownership of such Shares for all purposes.