Filing Details
- Accession Number:
- 0001104659-11-065992
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-23 11:46:25
- Reporting Period:
- 2011-11-23
- Filing Date:
- 2011-11-23
- Accepted Time:
- 2011-11-23 11:46:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1311241 | Intermolecular Inc | IMI | Semiconductors & Related Devices (3674) | 201616267 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1095330 | Symyx Technologies Inc | C/O Accelrys, Inc. 10188 Telesis Court, Suite 100 San Diego CA 92121 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Per Share | Acquisiton | 2011-11-23 | 3,598,375 | $0.00 | 3,598,375 | No | 4 | C | Direct | |
| Common Stock, $0.001 Per Share | Acquisiton | 2011-11-23 | 270,724 | $0.00 | 270,724 | No | 4 | C | Direct | |
| Common Stock, $0.001 Per Share | Acquisiton | 2011-11-23 | 99,105 | $0.00 | 99,105 | No | 4 | C | Direct | |
| Common Stock, $0.001 Per Share | Disposition | 2011-11-23 | 3,968,204 | $10.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series C Convertible Preferred Stock | Disposition | 2011-11-23 | 7,196,750 | $0.00 | 3,598,375 | $0.00 |
| Common Stock | Series D Convertible Preferred Stock | Disposition | 2011-11-23 | 541,448 | $0.00 | 270,724 | $0.00 |
| Common Stock | Series E Convertible Preferred Stock | Disposition | 2011-11-23 | 198,211 | $0.00 | 99,105 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Each share of Series C, Series D and Series E Convertible Preferred Stock automatically converted into one-half of one share of common stock immediately prior to the consummation of the Issuer's initial public offering.
- The securities are immediately convertible.
- The expiration date is not relevant to the conversion of these securities.
Billionaire Hedge Funds
