Filing Details
- Accession Number:
- 0001365133-11-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-23 10:58:46
- Reporting Period:
- 2011-11-21
- Filing Date:
- 2011-11-23
- Accepted Time:
- 2011-11-23 10:58:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 790202 | First Opportunity Fund Inc | FOFI | (0) | 133341573 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245558 | L Susan Ciciora | 2344 Spruce Street, Ste A Boulder CO 80302 | Yes | No | No | No | |
| 1246903 | R Stewart Horejsi | 200 South Santa Fe Salina KS 67401 | No | No | Yes | No | |
| 1365133 | Trust Horejsi B. Mildred | 1029 West 3Rd Avenue, Suite 400 Anchorage AK 99503 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-21 | 5,287 | $6.13 | 2,570,940 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The trustees of the Mildred B. Horejsi Trust (the "Mildred Trust") are Alaska Trust Company ("Alaska Trust"), Susan L. Ciciora and Brian Sippy. Such trustees may be deemed to control the Mildred Trust and may be deemed to possess indirect beneficial ownership of the Shares held by the Mildred Trust. However, none of the trustees, acting alone, can vote or exercise dispositive authority over Shares held by the Mildred Trust. Accordingly, Alaska Trust, Ms. Ciciora and Mr. Sippy disclaim beneficial ownership of the Shares beneficially owned, directly or indirectly, by the Mildred Trust. In addition to serving as a trustee, Ms. Ciciora is also a beneficiary of the Mildred Trust.As a result of his advisory role with the Mildred Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the Mildred Trust. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the Mildred Trust.
- Trusts affiliated with the Mildred Trust, including the Lola Brown Trust No. 1B, the Susan L. Ciciora Trust, and the Stewart R. Horejsi Trust No. 2, own an aggregate of 10,750,233 Shares of the Fund following these transactions.
Billionaire Hedge Funds
