Filing Details
- Accession Number:
- 0001181431-11-057459
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-22 19:02:50
- Reporting Period:
- 2011-11-18
- Filing Date:
- 2011-11-22
- Accepted Time:
- 2011-11-22 19:02:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296305 | Jean Marcia Zander | 3975 Freedom Circle 9Th Floor Santa Clara CA 95054 | Senior Vp Of Ww Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-18 | 22,000 | $13.93 | 112,662 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-11-18 | 59,290 | $15.15 | 171,952 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-11-18 | 13,936 | $10.71 | 185,888 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-11-18 | 5,940 | $6.25 | 191,828 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-11-18 | 19,500 | $6.50 | 211,328 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-18 | 120,666 | $49.37 | 90,662 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Stock Option (right to buy) | Disposition | 2011-11-18 | 22,000 | $0.00 | 26,400 | $13.93 |
Common Shares | Stock Option (right to buy) | Disposition | 2011-11-18 | 59,290 | $0.00 | 59,290 | $15.15 |
Common Shares | Stock Option (right to buy) | Disposition | 2011-11-18 | 13,936 | $0.00 | 13,936 | $10.71 |
Common Shares | Stock Option (right to buy) | Disposition | 2011-11-18 | 5,940 | $0.00 | 5,940 | $6.25 |
Common Shares | Stock Option (right to buy) | Disposition | 2011-11-18 | 19,500 | $0.00 | 19,500 | $6.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,400 | 2011-01-31 | 2018-01-06 | No | 4 | M | Direct |
0 | 2008-06-05 | 2017-06-04 | No | 4 | M | Direct |
0 | 2006-09-15 | 2016-09-14 | No | 4 | M | Direct |
0 | 2006-04-26 | 2015-04-25 | No | 4 | M | Direct |
0 | 2005-06-01 | 2014-05-31 | No | 4 | M | Direct |
Footnotes
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 11,000 shares of common stock at an exercise price of $27.86 per share, was adjusted to 22,000 shares of common stock at an exercise price of $13.93 per share.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 29,645 shares of common stock at an exercise price of $30.29 per share, was adjusted to 59,290 shares of common stock at an exercise price of $15.145 per share.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 6,968 shares of common stock at an exercise price of $21.41 per share, was adjusted to 13,936 shares of common stock at an exercise price of $10.705 per share.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $49.36 to $49.38. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.