Filing Details
- Accession Number:
- 0001181431-11-057449
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-22 18:51:39
- Reporting Period:
- 2011-11-22
- Filing Date:
- 2011-11-22
- Accepted Time:
- 2011-11-22 18:51:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1062478 | Actuate Corp | ACTU | Services-Prepackaged Software (7372) | 943193197 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192377 | A Daniel Gaudreau | 2207 Bridgepointe Parkway, Suite 500 San Mateo CA 94404 | Svp, Operations And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-22 | 27,500 | $3.89 | 132,119 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-11-22 | 10,938 | $3.56 | 143,057 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-22 | 38,438 | $5.70 | 104,619 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-11-22 | 43,750 | $4.80 | 148,369 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-22 | 43,750 | $5.75 | 104,619 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | Disposition | 2011-11-22 | 27,500 | $0.00 | 27,500 | $3.89 |
Common Stock | Option (right to buy) | Disposition | 2011-11-22 | 10,938 | $0.00 | 10,938 | $3.56 |
Common Stock | Option (right to buy) | Disposition | 2011-11-22 | 43,750 | $0.00 | 43,750 | $4.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
442,188 | 2010-02-09 | 2019-02-09 | No | 4 | M | Direct |
431,250 | 2010-02-01 | 2019-02-01 | No | 4 | M | Direct |
387,500 | 2011-01-26 | 2020-01-26 | No | 4 | M | Direct |
Footnotes
- Represents a weighted average price within the range of $5.75 and $5.76.
- Includes 100,000 of the Issuer's common stock underlying RSUs awarded.
- The underlying option became exercisable as to 1/4 of the total option shares granted one year from the vesting commencement date of February 9, 2009 and for the balance in a series of equal monthly installments over the following months.
- The underlying option became exercisable as to 1/4 of the total option shares granted one year from the vesting commencement date of February 1, 2009 and for the balance in a series of equal monthly installments over the following months.
- The underlying option became exercisable as to 1/4 of the total option shares granted one year from the vesting commencement date of January 26, 2010 and for the balance in a series of equal monthly installments over the following months.