Filing Details
- Accession Number:
- 0001140361-11-054773
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-22 18:35:25
- Reporting Period:
- 2011-11-18
- Filing Date:
- 2011-11-22
- Accepted Time:
- 2011-11-22 18:35:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 893538 | Sm Energy Co | SM | Crude Petroleum & Natural Gas (1311) | 410518430 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198302 | J William Gardiner | 1775 Sherman Street Suite 1200 Denver CO 80203 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock; $.01 Par Value | Acquisiton | 2011-11-18 | 13,084 | $10.60 | 58,232 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Disposition | 2011-11-18 | 13,084 | $78.58 | 45,148 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right-to-Buy) | Disposition | 2011-11-18 | 13,084 | $0.00 | 13,084 | $10.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-12-31 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 12, 2011.
- The option vested in four equal installments on December 31, 2001, 2002, 2003, and 2004.
- The price reflects an average of multiple transaction prices ranging from $77.18 to $80.52.
Billionaire Hedge Funds
