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Home > Insider Trading > Filing (0001225208-11-025288)

Filing Details

Accession Number:: 0001225208-11-025288
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-11-22 17:51:27
Reporting Period:: 2011-11-22

Filing Date:: 2011-11-22
Accepted Time:: 2011-11-22 17:51:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
878520	Sws Group Inc	SWS	Security Brokers, Dealers & Flotation Companies (6211)	752040825

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1251724	Laura Leventhal	1201 Elm Street Suite 3500 Dallas TX 75270	Controller	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock $.10 Par Value	Acquisiton	2011-11-22	4,044	$5.47	10,076	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.459 to $5.4898, inclusive. The reporting person undertakes to provide SWS Group, Inc., any security holder of SWS Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth.