Filing Details
- Accession Number:
- 0001140361-11-054725
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-22 17:10:43
- Reporting Period:
- 2011-11-18
- Filing Date:
- 2011-11-22
- Accepted Time:
- 2011-11-22 17:10:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1340127 | Carbonite Inc | CARB | Services-Computer Processing & Data Preparation (7374) | 331111329 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1104329 | Crosslink Capital Inc | Two Embarcadero Center Suite 2200 San Francisco CA 94111 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-18 | 250 | $11.63 | 2,000,883 | No | 4 | P | Indirect | See Notes |
Common Stock | Acquisiton | 2011-11-21 | 5,000 | $11.49 | 2,005,883 | No | 4 | P | Indirect | See Notes |
Common Stock | Acquisiton | 2011-11-21 | 3,000 | $11.55 | 2,008,883 | No | 4 | P | Indirect | See Notes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Notes |
No | 4 | P | Indirect | See Notes |
No | 4 | P | Indirect | See Notes |
Footnotes
- The reporting persons are Crosslink Capital, Inc. ("Crosslink") and Michael J. Stark. The transactions reported include transactions in securities beneficially owned by Crosslink and also beneficially owned by Crossover Fund VI Management, L.L.C. ("Crossover VI Management"), a Delaware limited liability company, and Mr. Stark (collectively, the "Crosslink Affiliates"). Crosslink is an investment adviser to investment funds of which Crossover VI Management is the general partner. Mr. Stark is the control person of Crosslink and Crossover VI Management. Gary Hromadko, an affiliate of Crosslink, is a director of the Issuer and is the representative of Crosslink and the Crosslink Affiliates.
- Crosslink and the Crosslink Affiliates disclaim membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. These securities are held directly by investment funds to which Crosslink is investment adviser for the benefit of the investors in those funds. These securities are indirectly beneficially owned by Crosslink in such capacity as investment adviser, by Crossover VI Management as the general partner of one or more of those funds, and by Mr. Stark as the control person of those entities. Crosslink and the Crosslink Affiliates disclaim beneficial ownership of such securities except to the extent of their respective pecuniary interest therein.