Filing Details
- Accession Number:
- 0001181431-11-057386
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-22 17:02:49
- Reporting Period:
- 2011-11-21
- Filing Date:
- 2011-11-22
- Accepted Time:
- 2011-11-22 17:02:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
900349 | Perry Ellis International Inc | PERY | Men's & Boys' Furnishgs, Work Clothg, & Allied Garments (2320) | 591162998 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
940661 | Oscar Feldenkreis | 3000 N.w. 107Th Avenue Miami FL 33172 | President And Coo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-21 | 4,350 | $12.75 | 4,350 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 842,686 | Indirect | See Footnote |
Common Stock | 375,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | $28.38 | 2012-04-11 | 2018-04-10 | 57,894 | 57,894 | Direct |
Common Stock | Stock Appreciation Right | $24.93 | 2011-04-19 | 2017-04-18 | 70,674 | 70,674 | Direct |
Common Stock | Stock Options | $4.63 | 2010-03-18 | 2019-03-17 | 250,000 | 250,000 | Direct |
Common Stock | Stock Options | $16.59 | 2004-03-04 | 2014-03-03 | 67,500 | 67,500 | Direct |
Common Stock | Stock Options | $9.50 | 2002-12-05 | 2012-12-04 | 225,000 | 225,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-04-10 | 57,894 | 57,894 | Direct |
2017-04-18 | 70,674 | 70,674 | Direct |
2019-03-17 | 250,000 | 250,000 | Direct |
2014-03-03 | 67,500 | 67,500 | Direct |
2012-12-04 | 225,000 | 225,000 | Direct |
Footnotes
- Owned by the Oscar Feldenkreis Revocable Trust UAD 05/06/11, of which the Reporting Person is Trustee.
- Owned by a limited partnership of which the Reporting Person is the sole shareholder of the general partner and the sole limited partner. Reflects a reconciliation of the Reporting Person's beneficial ownership.
- Represents 375,000 restricted shares of the Company's common stock, which generally vest 100% on Mr. Feldenkreis' 60th birthday, provided that he is still an employee of the Company on such date, and the Company has met certain performance criteria.
- The shares subject to the stock appreciation right shall vest and become exercisable as follows: 19,298 shares on April 11, 2012; 19,298 shares on April 11, 2013; and 19,298 shares on April 11, 2014.
- The shares subject to the stock appreciation right shall vest and become exercisable as follows: 23,558 shares on April 19, 2011; 23,558 shares on April 19, 2012; and 23,558 shares on April 19, 2013.
- The shares subject to the option shall vest and become exercisable as follows: 125,000 shares on March 18, 2011; and 125,000 shares on March 18, 2012.