Filing Details
- Accession Number:
- 0001140361-11-054712
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-22 16:53:50
- Reporting Period:
- 2011-11-21
- Filing Date:
- 2011-11-22
- Accepted Time:
- 2011-11-22 16:53:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1166220 | Lyris Inc. | LYRI.OB | Services-Prepackaged Software (7372) | 010579490 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1211531 | Iii T William Comfort | 127-131 Sloane St. 4Th Floor Liscartan House London X0 SW1X9AS | Chairman, Board Of Directors | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-21 | 19,047,619 | $0.11 | 20,028,689 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 16,121,212 | Direct | |
Common Stock | 42,453,126 | Indirect | See footnote |
Footnotes
- Shares are held by 65 BR Trust, for which Mr. Comfort is the investment adviser and has voting and dispositive power over the shares. Mr. Comfort disclaims beneficial ownership of any of the shares of the Issuer's Common Stock held by the 65 BR Trust.
- Mr. Comfort is the general partner of, and has shared voting and dispositive power over, these shares held by LDN Stuyvie Partnership.