Filing Details
- Accession Number:
- 0001225208-11-025237
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-22 12:00:28
- Reporting Period:
- 2011-11-21
- Filing Date:
- 2011-11-22
- Accepted Time:
- 2011-11-22 12:00:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1493552 | Naugatuck Valley Financial Corp | NVSL | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296138 | C William Nimons | 333 Church Street Naugatuck CT 06770 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-21 | 40 | $7.58 | 9,758 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2011-11-21 | 40 | $7.58 | 9,758 | No | 4 | P | Indirect | By Spouse's IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By Spouse's IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,642 | Direct | |
Common Stock | 16,620 | Indirect | By 401(k) |
Common Stock | 3,535 | Indirect | By ESOP |
Common Stock | 6,498 | Indirect | By Spouse |
Common Stock | 2,498 | Indirect | By Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $11.12 | 2006-07-26 | 2015-07-26 | 17,960 | 17,960 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-07-26 | 17,960 | 17,960 | Direct |
Footnotes
- Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan are fully vested and exercisable.