Filing Details
- Accession Number:
- 0001127602-11-030336
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-22 10:56:43
- Reporting Period:
- 2011-11-18
- Filing Date:
- 2011-11-22
- Accepted Time:
- 2011-11-22 10:56:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1004702 | Oceanfirst Financial Corp | OCFC | Savings Institution, Federally Chartered (6035) | 223412577 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1424070 | Iii Joseph Lebel | 975 Hooper Avenue Toms River NJ 08754 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-18 | 1,189 | $12.62 | 5,636 | No | 4 | P | Indirect | By 401(k) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By 401(k) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,053 | Direct | |
| Common Stock | 3,150 | Indirect | By Esop |
| Common Stock | 473 | Indirect | By Matching ESOP |
| Common Stock | 500 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $22.74 | 2007-04-28 | 2016-04-28 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $20.25 | 2008-03-02 | 2017-03-02 | 4,500 | 4,500 | Direct |
| Common Stock | Stock Option (Right to Buy) | $16.81 | 2009-02-20 | 2018-02-20 | 7,088 | 7,088 | Direct |
| Common Stock | Stock Option (Right to Buy) | $10.00 | 2011-02-17 | 2020-02-17 | 9,925 | 9,925 | Direct |
| Common Stock | Stock Option (Right to Buy) | $13.87 | 2012-02-18 | 2021-02-18 | 10,125 | 10,125 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-04-28 | 10,000 | 10,000 | Direct |
| 2017-03-02 | 4,500 | 4,500 | Direct |
| 2018-02-20 | 7,088 | 7,088 | Direct |
| 2020-02-17 | 9,925 | 9,925 | Direct |
| 2021-02-18 | 10,125 | 10,125 | Direct |
Footnotes
- This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- Total includes unvested restricted stock
- Represents shares acquired under the OceanFirst Bank Matching Contribution Employee Stock Ownership Plan established as part of a spin-off from the OceanFirst Employee Stock Ownership Plan effective December 27, 2006
- Options vest in five equal annual installments beginning on the date first exercisable.
Billionaire Hedge Funds
