Filing Details
- Accession Number:
- 0001449374-11-000083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-22 10:35:45
- Reporting Period:
- 2011-11-18
- Filing Date:
- 2011-11-22
- Accepted Time:
- 2011-11-22 10:35:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
764579 | Cas Medical Systems Inc | CASM | Surgical & Medical Instruments & Apparatus (3841) | 061123096 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1310306 | M Thomas Patton | C/O Cas Medical Systems, Inc. 44 East Industrial Road Branford CT 06405 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-18 | 18,900 | $1.80 | 493,019 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-11-21 | 14,426 | $1.75 | 507,445 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-11-21 | 12,500 | $1.75 | 32,500 | No | 4 | P | Indirect | Reporting Person has dispositive power over the securities, which are held in a relative's IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | Reporting Person has dispositive power over the securities, which are held in a relative's IRA |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.76 to $1.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.59 to $1.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2).
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.7448 to $1.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (3).