Filing Details

Accession Number:
0001181431-11-057166
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-21 19:08:53
Reporting Period:
2011-11-17
Filing Date:
2011-11-21
Accepted Time:
2011-11-21 19:08:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1294924 Invensense Inc INVN Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1131533 P L Ventures Artiman 2000 University Avenue
Palo Alto CA 94303
No No Yes No
1138472 P L Fund Side Ventures Artiman 2000 University Avenue
Palo Alto CA 94303
No No Yes No
1527611 Artiman Ventures Side Fund Ii, L.p. 2000 University Avenue
Palo Alto CA 94303
No No Yes No
1527612 Artiman, L.l.c. 2000 University Avenue
Palo Alto CA 94303
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-21 9,808,397 $0.00 9,808,397 No 4 C Indirect See footnote.
Common Stock Acquisiton 2011-11-21 63,377 $0.00 63,377 No 4 C Indirect See footnote.
Common Stock Acquisiton 2011-11-21 128,225 $0.00 128,225 No 4 C Indirect See footnote.
Common Stock Acquisiton 2011-11-21 3,959,255 $0.00 13,767,652 No 4 C Indirect See footnote.
Common Stock Acquisiton 2011-11-21 25,585 $0.00 88,962 No 4 C Indirect See footnote.
Common Stock Acquisiton 2011-11-21 51,757 $0.00 179,982 No 4 C Indirect See footnote.
Common Stock Acquisiton 2011-11-21 1,361,166 $0.00 15,128,818 No 4 C Indirect See footnote.
Common Stock Acquisiton 2011-11-21 8,795 $0.00 97,757 No 4 C Indirect See footnote.
Common Stock Acquisiton 2011-11-21 17,794 $0.00 197,776 No 4 C Indirect See footnote.
Common Stock Disposition 2011-11-17 369,165 $7.50 14,759,653 No 4 S Indirect See footnote.
Common Stock Disposition 2011-11-17 2,385 $7.50 95,372 No 4 S Indirect See footnote.
Common Stock Disposition 2011-11-17 4,826 $7.50 192,950 No 4 S Indirect See footnote.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote.
No 4 C Indirect See footnote.
No 4 C Indirect See footnote.
No 4 C Indirect See footnote.
No 4 C Indirect See footnote.
No 4 C Indirect See footnote.
No 4 C Indirect See footnote.
No 4 C Indirect See footnote.
No 4 C Indirect See footnote.
No 4 S Indirect See footnote.
No 4 S Indirect See footnote.
No 4 S Indirect See footnote.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2011-11-21 3,923,359 $0.00 9,808,397 $0.00
Common Stock Series A Preferred Stock Disposition 2011-11-21 25,351 $0.00 63,377 $0.00
Common Stock Series A Preferred Stock Disposition 2011-11-21 51,290 $0.00 128,225 $0.00
Common Stock Series B Preferred Stock Disposition 2011-11-21 1,583,702 $0.00 3,959,255 $0.00
Common Stock Series B Preferred Stock Disposition 2011-11-21 10,234 $0.00 25,585 $0.00
Common Stock Series B Preferred Stock Disposition 2011-11-21 20,703 $0.00 51,757 $0.00
Common Stock Series C Preferred Stock Disposition 2011-11-21 1,361,166 $0.00 1,361,166 $0.00
Common Stock Series C Preferred Stock Disposition 2011-11-21 8,795 $0.00 8,795 $0.00
Common Stock Series C Preferred Stock Disposition 2011-11-21 17,794 $0.00 17,794 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of Series A Preferred Stock or Series B Preferred Stock automatically converted into Common Stock on a 1:2.5 basis upon the completion of the Issuer's initial public offering and had no expiration date.
  2. Securities directly held by Artiman Ventures, L.P. Amit Shah, Yatin Mundkur and Saurabh Srivastava are the Managing Members of Artiman, L.L.C., the General Partner of Artiman Ventures, L.P., and may be deemed to have voting control and investment power over the securities held by Artiman Ventures, L.P., but disclaim beneficial ownership of the securities held by Artiman Ventures, L.P. except to the extent of their pecuniary interest therein.
  3. Securities directly held by Artiman Ventures Side Fund, L.P. Amit Shah, Yatin Mundkur and Saurabh Srivastava are the Managing Members of Artiman, L.L.C., the General Partner of Artiman Ventures Side Fund, L.P., and may be deemed to have voting control and investment power over the securities held by Artiman Ventures Side Fund, L.P., but disclaim beneficial ownership of the securities held by Artiman Ventures Side Fund, L.P. except to the extent of their pecuniary interest therein.
  4. Securities directly held by Artiman Ventures Side Fund II, L.P. Amit Shah, Yatin Mundkur and Saurabh Srivastava are the Managing Members of Artiman, L.L.C., the General Partner of Artiman Ventures Side Fund II, L.P., and may be deemed to have voting control and investment power over the securities held by Artiman Ventures Side Fund II, L.P., but disclaims beneficial ownership of the securities held by Artiman Ventures Side Fund II, L.P. except to the extent of their pecuniary interest therein.
  5. Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis upon the completion of the Issuer's initial public offering and had no expiration date.