Filing Details
- Accession Number:
- 0001181431-11-057164
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-21 19:07:19
- Reporting Period:
- 2011-11-17
- Filing Date:
- 2011-11-21
- Accepted Time:
- 2011-11-21 19:07:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1294924 | Invensense Inc | INVN | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1041116 | Vincent Worms | 50 California Street Suite 3200 San Francisco CA 94111 | No | No | Yes | No | |
1353225 | Partech U.s. Partners Iv, L.l.c. | 50 California Street Suite 3200 San Francisco CA 94111 | No | No | Yes | No | |
1354087 | 45Th Parallel Llc | 50 California Street Suite 3200 San Francisco CA 94111 | No | No | Yes | No | |
1527615 | Par Sf Ii, L.l.c. | 50 California Street Suite 3200 San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-21 | 9,875,000 | $0.00 | 9,875,000 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2011-11-21 | 62,500 | $0.00 | 62,500 | No | 4 | C | Indirect | See footnote. |
Common Stock | Acquisiton | 2011-11-21 | 26,250 | $0.00 | 26,250 | No | 4 | C | Indirect | See footnote. |
Common Stock | Acquisiton | 2011-11-21 | 3,986,137 | $0.00 | 13,861,137 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2011-11-21 | 25,230 | $0.00 | 87,730 | No | 4 | C | Indirect | See footnote. |
Common Stock | Acquisiton | 2011-11-21 | 10,595 | $0.00 | 36,845 | No | 4 | C | Indirect | See footnote. |
Common Stock | Acquisiton | 2011-11-21 | 1,370,409 | $0.00 | 15,231,546 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2011-11-21 | 8,673 | $0.00 | 96,403 | No | 4 | C | Indirect | See footnote. |
Common Stock | Acquisiton | 2011-11-21 | 3,643 | $0.00 | 40,488 | No | 4 | C | Indirect | See footnote. |
Common Stock | Disposition | 2011-11-17 | 371,672 | $7.50 | 14,859,874 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-17 | 2,352 | $7.50 | 94,051 | No | 4 | S | Indirect | See footnote. |
Common Stock | Disposition | 2011-11-17 | 988 | $7.50 | 39,500 | No | 4 | S | Indirect | See footnote. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Indirect | See footnote. |
No | 4 | C | Indirect | See footnote. |
No | 4 | C | Direct | |
No | 4 | C | Indirect | See footnote. |
No | 4 | C | Indirect | See footnote. |
No | 4 | C | Direct | |
No | 4 | C | Indirect | See footnote. |
No | 4 | C | Indirect | See footnote. |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See footnote. |
No | 4 | S | Indirect | See footnote. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2011-11-21 | 3,950,000 | $0.00 | 9,875,000 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2011-11-21 | 25,000 | $0.00 | 62,500 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2011-11-21 | 10,500 | $0.00 | 26,250 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2011-11-21 | 1,594,455 | $0.00 | 3,986,137 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2011-11-21 | 10,092 | $0.00 | 25,230 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2011-11-21 | 4,238 | $0.00 | 10,595 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2011-11-21 | 1,370,409 | $0.00 | 1,370,409 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2011-11-21 | 8,673 | $0.00 | 8,673 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2011-11-21 | 3,643 | $0.00 | 3,643 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series A Preferred Stock or Series B Preferred Stock converted into Common Stock on a 1:2.5 basis upon the completion of the Issuer's initial public offering and had no expiration date.
- Securities directly held by Partech U.S. Partners IV, LLC. Vincent R. Worms is the Managing Member of 47th Parallel, LLC, the Managing Member of Partech U.S. Partners IV, LLC, and may be deemed to have voting control and investment power over the securities held by Partech U.S. Partners IV, LLC, but disclaims beneficial ownership of the securities held by Partech U.S. Partners IV, LLC except to the extent of his pecuniary interest therein.
- Securities directly held by 45th Parallel, LLC. Vincent R. Worms is the Managing Member of 45th Parallel, LLC, and may be deemed to have voting control and investment power over the securities held by 45th Parallel, LLC, but disclaims beneficial ownership of the securities held by 45th Parallel, LLC except to the extent of his pecuniary interest therein.
- Vincent R. Worms is the sole member of PAR SF II LLC and disclaims beneficial ownership of the securities held by PAR SF II LLC except to the extent of his pecuniary interest therein.
- Each share of Series C Preferred Stock converted into Common Stock on a 1:1 basis upon the completion of the Issuer's initial public offering and had no expiration date.