Filing Details

Accession Number:
0001181431-11-057164
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-21 19:07:19
Reporting Period:
2011-11-17
Filing Date:
2011-11-21
Accepted Time:
2011-11-21 19:07:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1294924 Invensense Inc INVN Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1041116 Vincent Worms 50 California Street Suite 3200
San Francisco CA 94111
No No Yes No
1353225 Partech U.s. Partners Iv, L.l.c. 50 California Street Suite 3200
San Francisco CA 94111
No No Yes No
1354087 45Th Parallel Llc 50 California Street Suite 3200
San Francisco CA 94111
No No Yes No
1527615 Par Sf Ii, L.l.c. 50 California Street
Suite 3200
San Francisco CA 94111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-21 9,875,000 $0.00 9,875,000 No 4 C Direct
Common Stock Acquisiton 2011-11-21 62,500 $0.00 62,500 No 4 C Indirect See footnote.
Common Stock Acquisiton 2011-11-21 26,250 $0.00 26,250 No 4 C Indirect See footnote.
Common Stock Acquisiton 2011-11-21 3,986,137 $0.00 13,861,137 No 4 C Direct
Common Stock Acquisiton 2011-11-21 25,230 $0.00 87,730 No 4 C Indirect See footnote.
Common Stock Acquisiton 2011-11-21 10,595 $0.00 36,845 No 4 C Indirect See footnote.
Common Stock Acquisiton 2011-11-21 1,370,409 $0.00 15,231,546 No 4 C Direct
Common Stock Acquisiton 2011-11-21 8,673 $0.00 96,403 No 4 C Indirect See footnote.
Common Stock Acquisiton 2011-11-21 3,643 $0.00 40,488 No 4 C Indirect See footnote.
Common Stock Disposition 2011-11-17 371,672 $7.50 14,859,874 No 4 S Direct
Common Stock Disposition 2011-11-17 2,352 $7.50 94,051 No 4 S Indirect See footnote.
Common Stock Disposition 2011-11-17 988 $7.50 39,500 No 4 S Indirect See footnote.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Indirect See footnote.
No 4 C Indirect See footnote.
No 4 C Direct
No 4 C Indirect See footnote.
No 4 C Indirect See footnote.
No 4 C Direct
No 4 C Indirect See footnote.
No 4 C Indirect See footnote.
No 4 S Direct
No 4 S Indirect See footnote.
No 4 S Indirect See footnote.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2011-11-21 3,950,000 $0.00 9,875,000 $0.00
Common Stock Series A Preferred Stock Disposition 2011-11-21 25,000 $0.00 62,500 $0.00
Common Stock Series A Preferred Stock Disposition 2011-11-21 10,500 $0.00 26,250 $0.00
Common Stock Series B Preferred Stock Disposition 2011-11-21 1,594,455 $0.00 3,986,137 $0.00
Common Stock Series B Preferred Stock Disposition 2011-11-21 10,092 $0.00 25,230 $0.00
Common Stock Series B Preferred Stock Disposition 2011-11-21 4,238 $0.00 10,595 $0.00
Common Stock Series C Preferred Stock Disposition 2011-11-21 1,370,409 $0.00 1,370,409 $0.00
Common Stock Series C Preferred Stock Disposition 2011-11-21 8,673 $0.00 8,673 $0.00
Common Stock Series C Preferred Stock Disposition 2011-11-21 3,643 $0.00 3,643 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Direct
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Direct
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of Series A Preferred Stock or Series B Preferred Stock converted into Common Stock on a 1:2.5 basis upon the completion of the Issuer's initial public offering and had no expiration date.
  2. Securities directly held by Partech U.S. Partners IV, LLC. Vincent R. Worms is the Managing Member of 47th Parallel, LLC, the Managing Member of Partech U.S. Partners IV, LLC, and may be deemed to have voting control and investment power over the securities held by Partech U.S. Partners IV, LLC, but disclaims beneficial ownership of the securities held by Partech U.S. Partners IV, LLC except to the extent of his pecuniary interest therein.
  3. Securities directly held by 45th Parallel, LLC. Vincent R. Worms is the Managing Member of 45th Parallel, LLC, and may be deemed to have voting control and investment power over the securities held by 45th Parallel, LLC, but disclaims beneficial ownership of the securities held by 45th Parallel, LLC except to the extent of his pecuniary interest therein.
  4. Vincent R. Worms is the sole member of PAR SF II LLC and disclaims beneficial ownership of the securities held by PAR SF II LLC except to the extent of his pecuniary interest therein.
  5. Each share of Series C Preferred Stock converted into Common Stock on a 1:1 basis upon the completion of the Issuer's initial public offering and had no expiration date.